This article describes the status of self-regulation in Swiss financial market law. It sets out the main drivers for self-regulation and the interaction between the FINMA and the self-regulators. In light of four current legislative projects it argues that self-regulation has a future if certain conditions are respected. In order to gain credibility and to prove its effectiveness, self-regulation requires close interaction between private self-regulatory organisations and the FINMA (“co-regulation instead of self-regulation”). Fundamental areas for regulatory ask for state primary legislation.
Table of contents
1. Einleitung
2. Staatliche Regulierung und Selbstregulierung
3. Formen der Selbstregulierung
4. Rechtliche Verankerung der Selbstregulierung
5. Wichtige Selbstregulatoren
6. Wichtige Selbstregulierungen
7. Anlass und Motive für Selbstregulierung
8. Interaktion zwischen Selbstregulierern und Behörden
9. Chancen und Risiken der Selbstregulierung
10. Zukunft der Selbstregulierung im Schweizer Finanzmarktrecht
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